Problem 7
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\(k\)-explicit inf-sup stability for the truncated Cartesian PML Maxwell system
Setup
Let \(\Omega = (-L,L)^3 \subset \mathbb{R}^3\) be a box, partitioned into a physical domain \(\Omega_{\mathrm{phys}} = (-L_0,L_0)^3\), with \(0 < L_0 < L\), and a Cartesian PML layer \(\Omega_{\mathrm{pml}} = \Omega \setminus \Omega_{\mathrm{phys}}\) of thickness \(\delta = L-L_0\). For \(j = 1,2,3\), let \(\sigma_j \in L^\infty(\mathbb{R})\) depend only on \(x_j\), with \(\sigma_j \ge 0\) and \(\sigma_j \equiv 0\) on \([-L_0,L_0]\), and set
\[ \widetilde{x}_j(x_j) = x_j + \mathrm{i}\int_0^{x_j}\sigma_j(t)\,dt, \qquad \alpha_j := \frac{d\widetilde{x}_j}{dx_j} = 1 + \mathrm{i}\sigma_j, \qquad A := \operatorname{diag} \left( \frac{\alpha_2\alpha_3}{\alpha_1}, \frac{\alpha_1\alpha_3}{\alpha_2}, \frac{\alpha_1\alpha_2}{\alpha_3} \right). \]
Given \(k > 0\) and \(\mathbf{f}\in L^2(\Omega)^3\), the truncated Cartesian PML Maxwell problem is to find \(\mathbf{E}\in H_0(\operatorname{curl};\Omega)\) with
\[ \operatorname{curl}\big(A\operatorname{curl}\mathbf{E}\big) - k^2 A^{-1}\mathbf{E} = A^{-1}\mathbf{f} \quad \text{in } \Omega, \qquad \mathbf{n}\times \mathbf{E} = 0 \quad \text{on } \partial\Omega. \]
Equivalently, \(\mathbf{E}\) solves the variational problem
\[ a_{\mathrm{pml}}(\mathbf{E},\mathbf{v}) = \langle A^{-1}\mathbf{f},\mathbf{v}\rangle, \qquad \forall \mathbf{v} \in H_0(\operatorname{curl};\Omega), \]
where
\[ a_{\mathrm{pml}}(\mathbf{u},\mathbf{v}) := (A\operatorname{curl}\mathbf{u},\operatorname{curl}\mathbf{v})_{\Omega} - k^2(A^{-1}\mathbf{u},\mathbf{v})_{\Omega}, \qquad \|\mathbf{u}\|_{\operatorname{curl},k,\Omega}^2 := \|\operatorname{curl}\mathbf{u}\|_{L^2(\Omega)}^2 + k^2\|\mathbf{u}\|_{L^2(\Omega)}^2, \]
and \((\cdot,\cdot)_\Omega\) is the complex \(L^2\)-inner product.
Assumptions
(A1) Uniform non-degeneracy. There is a constant \(\sigma_{\max}\ge 0\) with \(0\le \sigma_j\le \sigma_{\max}\) for all \(j\). Hence \(A,A^{-1}\in L^\infty(\Omega;\mathbb{C}^{3\times 3})\) and
\[ \|A\|_{L^\infty(\Omega)}+\|A^{-1}\|_{L^\infty(\Omega)} \le C_A(\sigma_{\max}). \]
(A2) Absorption parameter. The PML strength is measured by
\[ \tau := k\min_j\int_{L_0}^{L}\sigma_j(t)\,dt, \]
which is allowed to depend on \(k\), through \(\delta\), \(\sigma_{\max}\), or the profile \(\sigma_j\).
Problem
Find an exponent \(q\ge 0\) and a PML strength prescription \(\tau=\tau(k)\), for example \(\tau\ge c_0\log k\), such that, for all sufficiently large \(k\), the sesquilinear form \(a_{\mathrm{pml}}\) satisfies the \(k\)-explicit inf-sup estimate
\[ \inf_{0 \ne \mathbf{u} \in H_0(\operatorname{curl};\Omega)} \sup_{0 \ne \mathbf{v} \in H_0(\operatorname{curl};\Omega)} \frac{|a_{\mathrm{pml}}(\mathbf{u},\mathbf{v})|} {\|\mathbf{u}\|_{\operatorname{curl},k,\Omega}\|\mathbf{v}\|_{\operatorname{curl},k,\Omega}} \ge \beta_{\mathrm{pml}}(k) \ge Ck^{-q}, \]
with \(C > 0\) independent of \(k\). Determine the smallest such \(q\).
Sub-problems: a proposed route
Let \(\mathbf{E}_{\infty}\) denote the exact outgoing solution of the constant-coefficient Maxwell problem on \(\mathbb{R}^3\), with Silver-Müller radiation condition, for the same data \(\mathbf{f}\).
(P1) Resolvent estimate. For the nontrapping case, prove a \(k\)-explicit polynomial resolvent bound for the exact outgoing problem,
\[ \|\mathbf{E}_{\infty}\|_{\operatorname{curl},k} \le Ck^p\|\mathbf{f}\|_{L^2}, \qquad p\ge 0, \]
where \(C\) is independent of \(k\).
(P2) Exponential PML accuracy. Prove that the truncated PML solution approximates the exact outgoing solution exponentially in the absorption: there exist \(C,c > 0\), independent of \(k\), with
\[ \|\mathbf{E}-\mathbf{E}_{\infty}\|_{\operatorname{curl},k,\Omega_{\mathrm{phys}}} \le Ce^{-c\tau}\|\mathbf{f}\|_{L^2}. \]
Show that (P1)-(P2), together with (A1)-(A2), imply the inf-sup estimate of the problem, and identify the resulting exponent \(q=q(p)\) and the required absorption \(\tau(k)\).
Source: Prof. Shihua Gong.
LaTeX source
\(k\)-explicit inf-sup stability for the truncated Cartesian PML Maxwell system
Setup.
Let \(\Omega=(-L,L)^3\subset\mathbb R^3\) be a box, partitioned into a physical
domain \(\Omega_{\mathrm{phys}}=(-L_0,L_0)^3\), with \(0<L_0<L\), and a
Cartesian PML layer \(\Omega_{\mathrm{pml}}=\Omega\setminus\Omega_{\mathrm{phys}}\)
of thickness \(\delta=L-L_0\). For \(j=1,2,3\), let
\(\sigma_j\in L^\infty(\mathbb R)\) depend only on \(x_j\), with
\(\sigma_j\ge0\) and \(\sigma_j\equiv0\) on \([-L_0,L_0]\), and set
\[
\widetilde{x}_j(x_j)
=
x_j+\mathrm{i}\int_0^{x_j}\sigma_j(t)\,dt,
\qquad
\alpha_j:=\frac{d\widetilde{x}_j}{dx_j}
=
1+\mathrm{i}\sigma_j,
\qquad
A
:=
\operatorname{diag}
\left(
\frac{\alpha_2\alpha_3}{\alpha_1},
\frac{\alpha_1\alpha_3}{\alpha_2},
\frac{\alpha_1\alpha_2}{\alpha_3}
\right).
\]
Given \(k>0\) and \(\mathbf f\in L^2(\Omega)^3\), the truncated Cartesian PML
Maxwell problem is to find \(\mathbf E\in H_0(\operatorname{curl};\Omega)\) with
\[
\operatorname{curl}\big(A\operatorname{curl}\mathbf E\big)
-
k^2A^{-1}\mathbf E
=
A^{-1}\mathbf f
\quad \text{in } \Omega,
\qquad
\mathbf n\times \mathbf E=0
\quad \text{on } \partial\Omega .
\]
Equivalently, \(\mathbf E\) solves the variational problem
\[
a_{\mathrm{pml}}(\mathbf E,\mathbf v)
=
\langle A^{-1}\mathbf f,\mathbf v\rangle,
\qquad
\forall \mathbf v\in H_0(\operatorname{curl};\Omega),
\]
where
\[
a_{\mathrm{pml}}(\mathbf u,\mathbf v)
:=
(A\operatorname{curl}\mathbf u,\operatorname{curl}\mathbf v)_{\Omega}
-
k^2(A^{-1}\mathbf u,\mathbf v)_{\Omega},
\]
and
\[
\|\mathbf u\|_{\operatorname{curl},k,\Omega}^2
:=
\|\operatorname{curl}\mathbf u\|_{L^2(\Omega)}^2
+
k^2\|\mathbf u\|_{L^2(\Omega)}^2,
\]
where \((\cdot,\cdot)_\Omega\) is the complex \(L^2\)-inner product.
Assumptions.
(A1) Uniform non-degeneracy. There is a constant \(\sigma_{\max}\ge0\) with
\(0\le\sigma_j\le\sigma_{\max}\) for all \(j\). Hence
\(A,A^{-1}\in L^\infty(\Omega;\mathbb C^{3\times3})\) and
\[
\|A\|_{L^\infty(\Omega)}+\|A^{-1}\|_{L^\infty(\Omega)}
\le C_A(\sigma_{\max}).
\]
(A2) Absorption parameter. The PML strength is measured by
\[
\tau:=k\min_j\int_{L_0}^{L}\sigma_j(t)\,dt,
\]
which is allowed to depend on \(k\), through \(\delta\), \(\sigma_{\max}\), or
the profile \(\sigma_j\).
Problem.
Find an exponent \(q\ge0\) and a PML strength prescription \(\tau=\tau(k)\),
for example \(\tau\ge c_0\log k\), such that, for all sufficiently large \(k\),
the sesquilinear form \(a_{\mathrm{pml}}\) satisfies the \(k\)-explicit inf-sup
estimate
\[
\inf_{0\ne \mathbf u\in H_0(\operatorname{curl};\Omega)}
\sup_{0\ne \mathbf v\in H_0(\operatorname{curl};\Omega)}
\frac{|a_{\mathrm{pml}}(\mathbf u,\mathbf v)|}
{\|\mathbf u\|_{\operatorname{curl},k,\Omega}
\|\mathbf v\|_{\operatorname{curl},k,\Omega}}
\ge
\beta_{\mathrm{pml}}(k)
\ge
Ck^{-q},
\]
with \(C>0\) independent of \(k\). Determine the smallest such \(q\).
Sub-problems (a proposed route).
Let \(\mathbf E_{\infty}\) denote the exact outgoing solution of the
constant-coefficient Maxwell problem on \(\mathbb R^3\), with Silver-M\"uller
radiation condition, for the same data \(\mathbf f\).
(P1) Resolvent estimate. For the nontrapping case, prove a \(k\)-explicit
polynomial resolvent bound for the exact outgoing problem,
\[
\|\mathbf E_{\infty}\|_{\operatorname{curl},k}
\le
Ck^p\|\mathbf f\|_{L^2},
\qquad
p\ge0,
\]
where \(C\) is independent of \(k\).
(P2) Exponential PML accuracy. Prove that the truncated PML solution
approximates the exact outgoing solution exponentially in the absorption:
there exist \(C,c>0\), independent of \(k\), with
\[
\|\mathbf E-\mathbf E_{\infty}\|_{\operatorname{curl},k,\Omega_{\mathrm{phys}}}
\le
Ce^{-c\tau}\|\mathbf f\|_{L^2}.
\]
Show that (P1)-(P2), together with (A1)-(A2), imply the inf-sup estimate of the
Problem, and identify the resulting exponent \(q=q(p)\) and the required
absorption \(\tau(k)\).
Added June 18, 2026.